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Home Financial Education

List of Active Stockbrokers on NSE: Is Your Stockbroker Active?

Wednesday, 3 June 2020, 5:40 pm
in Financial Education
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The last article titled beginner’s guide to stock investment, explained in details how a beginner can start investing in stocks in Nigeria and how to reduce the risks involved.

Stock/equity investment is a risky venture. The level of risks involved can be compounded if someone does not have account with a registered and active stockbroker.

One way to mitigate stockbroker risk, is by ensuring that the broker is registered with the Nigerian Stock Exchange (NSE) as well as Securities and Exchange Commission (SEC). In addition you need to make sure that the account is still active.

  • Read also; Beginner’s guide to Investing in Contractual savings and mutual funds
  • Building a Business based on Local content-Lessons for a would-be Entrepreneur

Below is the list all the dealing members (stockbrokers) who is registered with NSE and their status in alphabetical order.

Dealing Member Status
Absa Securities Nigeria Limited Active
Adamawa Securities Limited Inactive
Adonai Stockbrokers Limited Inactive
African Alliance Stockbrokers Limited Inactive – Resignation In Progress
Afrinvest Securities Limited Active
Aims Asset Management Limited Inactive
Alangrange Securities Limited Inactive – Reclassified to Sub Broker with the SEC
Amyn Investment Limited Inactive
Anchoria Investment & Securities Limited Active
Apel Asset Limited Active
APT Securities & Funds Limited Active
Arian Capital Management Limited Inactive – Reclassified to Sub Broker with the SEC
ARM Securities Limited Active
Arthur Stevens Asset Management Limited Active
Associated Asset Managers Limited Active
Atlass Portfolio Limited Active
Ava Securities Limited Active
Bauchi Investment Corporation Securities Limited Active
Belfry Investment & Securities Limited Active
Bestlink Investment Limited Inactive – Reclassified to Sub Broker with the SEC
Bestworth Assets & Trust Limited Active
BGL Securities Limited Inactive – Deregistered by SEC
Cadington Securities Limited Inactive
Calyx Securities Limited Active
Camry Securities Limited Active
Capital Assets Limited Active
Capital Bancorp Plc Active
Capital Express Securities Limited Active
Capital Trust Brokers Limited Active
CardinalStone Securities Limited Active
Cashcraft Securities Limited Active
Cashville Investments & Securities Limited Active
CDL Capital Markets Limited Active
CEB Securities Limited Inactive
Centre Point Investment Limited Active
Century Securities Limited Active
Chapel Hill Denham Securities Limited Active
Chartwell Securities Limited Active
Citi Investment Capital Limited Active
City Code Trust & Invest Company Limited Active
Clearview Investment & Securities Limited Inactive
CLG Stockbrokers Limited Inactive
Compass Investments & Securities Limited Active
Cordros Securities Limited Active
Core Securities Limited Active
Coronation Securities Limited Active
Covenant Securities & Asset Management Limited Inactive – Reclassified to Sub Broker with the SEC
Cowry Securities Limited Active
Cradle Trust Finance & Securities Limited Inactive – Reclassified to Sub Broker with the SEC
Crane Securities Limited Inactive
Crossworld Securities Limited Active
Crown Capital Limited Active
CSL Stockbrokers Limited Active
Decanon Investment Limited Inactive – Deregistered by SEC
Deep Trust & Investment Limited Active
De-Lords Securities Limited Active
Dependable Securities Limited Inactive – Reclassified to Sub Broker with the SEC
Dominion Trust Limited Active
DSU Brokerage Services Limited Active
Dunbell Securities Limited Active
Dunn Loren Merrifield Securities Limited Active
Dynamic Portfolio Limited Active
ECL Asset Management Limited Inactive
EDC Securities Limited Active
Edgefield Capital Management Limited Active
EFG Hermes Nigeria Limited Active
El-Elyon Alliance and Securities Limited Active
Elixir Securities Limited Active
Enterprise Stockbrokers Limited Active
Equity Capital Solutions Limited Active
Eurocomm Securities Limited Active
Excel Securities Limited Inactive – Reclassified to Sub Broker with the SEC
Express Portfolio Services Limited Active
Falcon Securities Limited Active
FBC Trust & Securities Limited Active
FBNQuest Securities Limited Active
FCSL Asset Management Company Limited Active
Fidelity Finance Company Limited Active
Financial & Analytics Capital Limited Inactive
Financial Trust Company Nigeria Limited Active
Finmal Securities Limited Active
First Integrated Capital Management Limited Active
First Stockbrokers Limited Inactive
FIS Securities Limited Active
Foresight Securities & Investment Limited Active
Forte Financial Limited Active
Forthright Securities & Investments Limited Active
Fortress Capital Limited Active
FSDH Securities Limited Active
FSL Securities Limited Active
Funds Matrix & Asset Management Limited Active
Fundvine Capital & Securities Limited Active
Futureview Securities Limited Active
Gem Assets Management Limited Active
Gidauniya Invest & Sec Limited Active
Global Asset Management (Nig) Limited Active
Globalview Capital Limited Active
GMT Securities & Asset Mgt Limited Inactive
Golden Securities Limited Active
Gombe Securities Limited Inactive
Greenwich Securities Limited Active
Growth & Development Asset Management Limited active
Gruene Capital Limited Active
GTI Securities Limited Active
Harmony Investment & Securities Limited Active
Heartbeat Investments Limited Active
Hedge Securities & Investment Limited Active
Heritage Capital Markets Limited Active
Horizon Stockbrokers Limited Inactive
ICMG Securities Limited Active
Icon Stockbrokers Limited Active
Imperial Assets Managers Limited Active
Integrated Trust & Investments Limited Active
International Standard Securities Limited Inactive
Interstate Securities Limited Active
Investment Centre Limited Inactive – Reclassified to Sub Broker with the SEC
Investment One Stockbrokers Int’l Limited Active
Investment Shark & Asset Management Limited Inactive
Investors & Trust Company Limited Active
ITIS Securities Limited Inactive
Kapital Care Trust & Securities Limited Active
Kedari Capital Limited Active
Kinley Securities Limited Active
Kofana Securities & Investment Limited Active
Kundila Finance Services Limited Inactive
Lambeth Capital Limited Active
LB Securities Limited Inactive – Reclassified to Sub Broker with the SEC
Lead Securities & Investment Limited Active
Lighthouse Asset Management Limited Active
Lion Stockbrokers Limited Inactive
LMB Stockbrokers Limited Inactive
MACT Securities Limited Inactive
Magnartis Finance & Investment Limited Active
Mainland Trust Limited Inactive – Reclassified to Sub Broker with the SEC
Mainstreet Bank Securities Limited Active
Marimpex Finance & Investment Company Limited Inactive
Marriot Securities & Investment Company Limited Inactive – Reclassified to Sub Broker with the SEC
Maven Asset Management Limited Inactive
Maxifund Investment & Securities Plc Active
Mayfield Investment Limited Inactive
MBC Securities Limited Active
MBL Financial Services Limited Inactive
Mega Equities Limited Active
Meristem Stockbrokers Limited Active
Midas Stockbrokers Limited Active
Midpoint Capital Limited Inactive
Milestone Capital Management Limited Inactive
Mission Securities Limited Active
ML Securities Limited Inactive
Molten Trust Limited Active
Monument Securities & Finance Limited Inactive
Morgan Capital Securities Limited Active
Mountain Investment & Securities Limited Active
Mutual Alliance Invest & Securities Limited Inactive
Network Capital Limited Active
Networth Securities & Finance Limited Active
Newdevco Investment & Securities Limited Active
Nigerian International Securities Limited Active
Nigerian Stockbrokers Limited Active
Northbridge Invest & Stockbrokers Limited Inactive – Reclassified to Sub Broker with the SEC
Nova Finance & Securities Limited Active
Options Securities Limited Inactive – Reclassified to Sub Broker with the SEC
Osborne Capital Markets Limited Active
PAC Securities Limited Active
Partnership Securities Limited Inactive – Deregistered by the SEC
Peace Capital Markets Limited Active
Perfecta Investment Trust Limited Inactive – Reclassified to Sub Broker with the SEC
Phronesis Securities Limited Inactive – Reclassified to Sub Broker with the SEC
Pilot Securities Limited Active
Pinefields Investment Services Limited Active
PIPC Securities Limited Active
Pivot Capital Limited Active
Planet Capital Limited Active
Platinum Capital Limited Inactive – Deregistered by the SEC
PML Securities Company Limited Inactive – Reclassified to Sub Broker with the SEC
Portfolio Advisers Limited Active
Premium Capital and Stockbrokers Limited Active
Primewealth Capital Limited Active
Professional Stockbrokers Limited Inactive – Reclassified to Sub Broker with the SEC
Profund Securities Limited Inactive
Prominent Securities Limited Active
PSI Securities Limited Active
PSL Capital Limited Inactive
Pyramid Securities Limited Active
Qualinvest Capital Limited Active
Quantum Securities Limited Inactive
Quantum Zenith Securities & Investments Limited Active
Rainbow Securities Limited Active
Readings Investment Limited Active
Redasel Investment Limited Inactive – Reclassified to Sub Broker with the SEC
Regency Assets Management Limited Active
Rencap Securities (Nig) Limited Active
Resort Securities Limited Active
Reward Investment & Service Limited Active
RMB Nigeria Stockbrokers Limited Active
Rostrum Investment & Securities Limited Active
Rowet Capital Management Limited Active
Royal Crest Finance Limited Active
Royal Guaranty & Trust Limited active
Royal Trust Securities Limited Inactive
Sankore Securities Limited Active
Santrust Securities Limited Active
Securities & Capital Management Company Limited Active
Securities Africa Financial Limited Active
Securities Solutions Limited Inactive – Deregistered by the SEC
Security Swaps Limited Active
Shalom Investment & Securities Limited Active
Shelong Investment Limited Active
Sigma Securities Limited Active
Signet Investment & Securities Limited Active
Skyview Capital Limited Active
Smadac Securities Limited Active
Solid Rock Securities & Investment Plc Active
Spring Board Trust & Investment Limited Active
Spring Trust & Securities Limited Active
Stanbic IBTC Stockbrokers Limited Active
Standard Alliance Capital & Asset Limited Inactive
Standard Union Securities Limited Active
Stanwal Securities Limited Inactive – Resignation In Progress
Summa Guaranty & Trust Company Ltd Inactive – Resignation In Progress
Supra Commercial Trust Company Limited Inactive
Surport Services Limited Inactive – Reclassified to Sub Broker with the SEC
Tellimer Capital Limited Active
TFS Securities & Investment Company Limited Inactive
The Bridge Securities Limited Active
Tiddo Securities Limited Active
Tomil Trust Limited Active
Topmost Securities Limited Active
Tower Asset Management Limited Inactive – Reclassified to Sub Broker with the SEC
Tower Securities & Investment Company Limited Active
Trade link Securities Limited Active
Traders Trust & Investment Company Limited Active
Transworld Investment & Securities Limited Active
Trust Yields Securities Limited Active
Trustbanc Capital Management Limited Active
Trusthouse Investment Limited Active
TRW Stockbrokers Limited Active
Tyndale Securities Limited Active
UIDC Securities Limited Active
UNEX Capital Limited Active
Union Capital Markets Limited Active
United Capital Securities Limited Active
Valmon Securities Limited Active
Valueline Securities & Investments Limited Active
Vetiva Securities Limited Active
Vision Trust & Investment Limited Inactive – Reclassified to Sub Broker with the SEC
Waila Securities and Funds Limited Inactive – Reclassified to Sub Broker with the SEC
WCM Capital Limited Active
WSTC Securities Limited Active
Yobe Investment Company Limited Inactive – Reclassified to Sub Broker with the SEC
Yuderb Investment & Securities Limited Active
Zion Stockbrokers & Securities Limited Active

Written by;

Ifunanya Ikueze

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